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Tag: capital markets

With the Amendment to the Communiqué on the Principles Regarding Portfolio Management Companies and Their Activities, Initial Capitals and Equity Amounts of Portfolio Management Companies Were Revised and Additional Regulations Were Introduced Regarding Their Organizational Structures.

6 Apr 2023

The Capital Markets Board (“CMB“) states that these amendments aim to strengthen the organizational structure and capital of portfolio management companies, which are the managers of mutual funds and pension mutual funds, and to eliminate certain problems encountered in […]

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Capital Market Board Published Communiqué on the Procedures and Principles Regarding the Secured Issue of Capital Market Instruments

15 Apr 2022

Within the Communiqué on the Procedures and Principles Regarding the Secured Issue of Capital Market Instruments (“Communiqué”), which was published by the Capital Market Board (“Board”), the procedures and principles regarding the collateralized issue of capital market instruments, the […]

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